RIA Intel›Advisers›North Carolina›TOPSAIL WEALTH MANAGEMENT LLC

TOPSAIL WEALTH MANAGEMENT LLC

Advisory

N·CHARLOTTE, NC

Data as of Mar 12, 2026 · Source: SEC Form ADV

Total AUM

$1.3B

1-Year AUM Growth

—

3-Year CAGR

—

Employees

4

Assets Under Management

Total AUM$1.3B

Discretionary AUM$1.3B

Non-Discretionary AUM$0

Discretionary %100%

Total Clients240

Team

Total Employees4

Investment Advisers5

Employee Growth (1Y)+200.0%

Filing History

Total Filings on Record4

First FilingApr 9, 2024

Latest FilingMar 12, 2026

🔒 Full AUM trend chart and 4 historical filings spanning 2+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on TOPSAIL WEALTH MANAGEMENT LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.