RIA Intel›Advisers›Massachusetts›TIAA KASPICK, LLC

TIAA KASPICK, LLC

Advisory

N·BOSTON, MA

Data as of Mar 26, 2026 · Source: SEC Form ADV

Total AUM

$8.7B

1-Year AUM Growth

+11.5%

3-Year CAGR

+2.0%

Employees

16

Assets Under Management

Total AUM$8.7B

Discretionary AUM$8.7B

Non-Discretionary AUM$14M

Discretionary %99.8%

Total Clients155

Team

Total Employees16

Investment Advisers115

Employee Growth (1Y)-5.9%

Filing History

Total Filings on Record79

First FilingNov 2, 2000

Latest FilingMar 26, 2026

🔒 Full AUM trend chart and 79 historical filings spanning 26+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on TIAA KASPICK, LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.