RIA Intel›Advisers›Colorado›THREE WATERS FINANCIAL, LLC

THREE WATERS FINANCIAL, LLC

Advisory

CO

Data as of Jan 27, 2026 · Source: SEC Form ADV

Average account

$3M

across 12 accounts

AUM per adviser

$31M

1 advisers

Source: SEC Form ADV. Figures as filed Jan 27, 2026.

Total AUM

$31M

1-Year AUM Growth

—

3-Year CAGR

—

Employees

1

Assets Under Management

Total AUM$31M

Discretionary AUM$26M

Non-Discretionary AUM$5M

Discretionary %84.2%

Total Clients12

Team

Total Employees1

Investment Advisers1

Employee Growth (1Y)—

Registration

SEC RegisteredNo

Exempt ReportingNo

Legal StructureLimited Liability Company

Fiscal Year EndDecember

Operates InCO

Succession Risk

The underlying score, the five pillar breakdown, and the filing events behind it.

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Peer Benchmarking

The full peer set, and this firm's standing across AUM growth, efficiency, team size and 16 other metrics.

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Owners & Officers

Names, titles, ownership bands and control-person status for each.

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Client Demographics

12 clients

5 high-net-worth

The full client-type breakdown and the share of AUM each category represents.

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Advisers of similar size in CO

Closest by assets under management. All figures from Form ADV.

ONE BRICK PLANNING & CONSULTING, LLC

GREENWOOD VILLAGE, CO

$31M

OATLEY & DIAK, LLC.

$30M

HOKU PARTNERS LLC

$31M

OLBERDING, ARLEN THOMAS

FORT COLLINS, CO

$30M

PARTNERS CAPITAL MANAGEMENT, INC.

$30M

SHERWOOD INVESTMENT MANAGEMENT LLC

$30M

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