RIA Intel›Advisers›Minnesota›THOMPSON FINANCIAL TRANSITIONS INC.

THOMPSON FINANCIAL TRANSITIONS INC.

Advisory

WHITE BEAR LAKE, MN

Data as of Apr 6, 2026 · Source: SEC Form ADV

Rank in MN

#490

of 511 advisers by AUM

Average account

$161K

across 290 accounts

AUM per adviser

$47M

1 advisers

Source: SEC Form ADV. Figures as filed Apr 6, 2026.

Total AUM

$47M

1-Year AUM Growth

—

3-Year CAGR

—

Employees

1

Assets Under Management

Total AUM$47M

Discretionary AUM$47M

Non-Discretionary AUM$0

Discretionary %100%

Total Clients129

Team

Total Employees1

Investment Advisers1

Employee Growth (1Y)—

Registration

SEC RegisteredNo

Exempt ReportingNo

Legal StructureCorporation

Fiscal Year EndDecember

Operates InMN, OK, WI

Succession Risk

The underlying score, the five pillar breakdown, and the filing events behind it.

See plansIncluded with the Intelligence plan

Peer Benchmarking

The full peer set, and this firm's standing across AUM growth, efficiency, team size and 16 other metrics.

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Owners & Officers

Names, titles, ownership bands and control-person status for each.

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Client Demographics

129 clients

11 high-net-worth

The full client-type breakdown and the share of AUM each category represents.

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