RIA Intel›Advisers›Arizona›THOMAS CAPITAL MANAGEMENT, LLC

THOMAS CAPITAL MANAGEMENT, LLC

Advisory

Data as of Mar 20, 2026 · Source: SEC Form ADV

Average account

$388K

across 32 accounts

AUM per adviser

$12M

1 adviser

Source: SEC Form ADV. Figures as filed Mar 20, 2026.

Total AUM

$12M

Discretionary %

100%

Clients

18

Employees

1

State-registered adviser

Figures are from this firm’s most recent Form ADV. Growth rates, the AUM trend and peer ranking each need two or more filings to compare, so they are not available yet — they build up from here as new filings are made.

Assets Under Management

Total AUM$12M

Discretionary AUM$12M

Non-Discretionary AUM$0

Discretionary %100%

Total Clients18

Team

Total Employees1

Investment Advisers1

Registration

SEC RegisteredNo

Exempt ReportingNo

Legal StructureLimited Liability Company

Fiscal Year EndDecember

Operates InAZ

Succession Risk

The underlying score, the five pillar breakdown, and the filing events behind it.

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Peer Benchmarking

The full peer set, and this firm's standing across AUM growth, efficiency, team size and 16 other metrics.

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Owners & Officers

Names, titles, ownership bands and control-person status for each.

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Client Demographics

18 clients

5 high-net-worth

The full client-type breakdown and the share of AUM each category represents.

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Advisers of similar size in AZ

Closest by assets under management. All figures from Form ADV.

ABILITY FIRST FINANCIAL, LLC

PHOENIX, AZ

$13M

ENCORE WEALTH ADVISORS, LLC

$12M

EXECUTIVE ASSET ADVISORS LLC

$13M

COVENANT FINANCIAL ADVISORS, LLC

PHOENIX, AZ

$12M

SABINO INVESTMENT MANAGEMENT, L.L.C.

TUCSON, AZ

$13M

-30.3% 1Y

ARCHSTONE WEALTH ADVISORS, LLC

CHANDLER, AZ

$12M

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