RIA Intel›Advisers›California›THE SANTA CRUZ COMPANY LLC

THE SANTA CRUZ COMPANY LLC

Advisory

CA

Data as of May 14, 2026 · Source: SEC Form ADV

Rank in CA

#5,215

of 5,480 advisers by AUM

Average account

$135K

across 11 accounts

AUM per adviser

$496K

3 advisers

Source: SEC Form ADV. Figures as filed May 14, 2026.

Total AUM

$1M

1-Year AUM Growth

—

3-Year CAGR

—

Employees

3

Assets Under Management

Total AUM$1M

Discretionary AUM$973K

Non-Discretionary AUM$515K

Discretionary %65.4%

Total Clients5

Team

Total Employees3

Investment Advisers3

Employee Growth (1Y)—

Registration

SEC RegisteredNo

Exempt ReportingNo

Legal StructureLimited Liability Company

Fiscal Year EndDecember

Operates InCA

Succession Risk

The underlying score, the five pillar breakdown, and the filing events behind it.

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Peer Benchmarking

The full peer set, and this firm's standing across AUM growth, efficiency, team size and 16 other metrics.

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Owners & Officers

Names, titles, ownership bands and control-person status for each.

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Client Demographics

5 clients

3 high-net-worth

The full client-type breakdown and the share of AUM each category represents.

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