RIA Intel›Advisers›Arizona›THE PLANNING ASSOCIATES, INC.

THE PLANNING ASSOCIATES, INC.

Advisory

PHOENIX, AZ

Data as of Jan 20, 2026 · Source: SEC Form ADV

Average account
$608K
across 53 accounts
AUM per adviser
$32M
1 adviser

Source: SEC Form ADV. Figures as filed Jan 20, 2026.

Total AUM
$32M
Discretionary %
100%
Clients
53
Employees
1

State-registered adviser

Figures are from this firm’s most recent Form ADV. Growth rates, the AUM trend and peer ranking each need two or more filings to compare, so they are not available yet — they build up from here as new filings are made.

Assets Under Management
Total AUM$32M
Discretionary AUM$32M
Non-Discretionary AUM$0
Discretionary %100%
Total Clients53
Team
Total Employees1
Investment Advisers1
Registration
SEC RegisteredNo
Exempt ReportingNo
Legal StructureCorporation
Fiscal Year EndDecember
Operates InAZ, IN
Succession Risk
Peer Benchmarking
Owners & Officers
Client Demographics

Advisers of similar size in AZ

Closest by assets under management. All figures from Form ADV.

SUB-SAHARA CAPITAL GROUP LP
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FIRSTLINE FINANCIAL LLC
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INSYMPHONY PRIVATE CAPITAL, LLC
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$31M
-48.2% 1Y
INSYMPHONY CAPITAL ADVISORS, LLC
PHOENIX, AZ
$31M
-48.2% 1Y
AGAVE WEALTH ADVISORS
TUCSON, AZ
$33M
PINNACLE PEAK WEALTH MANAGEMENT LLC
SCOTTSDALE, AZ
$31M

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