RIA Intel›Advisers›Illinois›THE MOSAIC FINANCIAL GROUP, LLC

THE MOSAIC FINANCIAL GROUP, LLC

Advisory

N·CHICAGO, IL

Data as of Mar 25, 2026 · Source: SEC Form ADV

Total AUM

$949M

1-Year AUM Growth

-0.5%

3-Year CAGR

-1.3%

Employees

9

Assets Under Management

Total AUM$949M

Discretionary AUM$305M

Non-Discretionary AUM$644M

Discretionary %32.2%

Total Clients127

Team

Total Employees9

Investment Advisers27

Employee Growth (1Y)+12.5%

Filing History

Total Filings on Record38

First FilingMar 19, 2001

Latest FilingMar 25, 2026

🔒 Full AUM trend chart and 38 historical filings spanning 25+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on THE MOSAIC FINANCIAL GROUP, LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.