RIA Intel›Advisers›Oklahoma›THE LEGACY FINANCIAL GROUP, INC.

THE LEGACY FINANCIAL GROUP, INC.

Advisory

N·TULSA, OK

Data as of Mar 11, 2026 · Source: SEC Form ADV

Total AUM

$591M

1-Year AUM Growth

+25.0%

3-Year CAGR

+13.4%

Employees

5

Assets Under Management

Total AUM$591M

Discretionary AUM$584M

Non-Discretionary AUM$6M

Discretionary %98.9%

Total Clients309

Team

Total Employees5

Investment Advisers9

Employee Growth (1Y)0.0%

Filing History

Total Filings on Record48

First FilingMay 4, 2005

Latest FilingMar 11, 2026

🔒 Full AUM trend chart and 48 historical filings spanning 21+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on THE LEGACY FINANCIAL GROUP, INC.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.