RIA Intel›Advisers›Arizona›THE CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC

THE CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC

Advisory

N·PHOENIX, AZ

Data as of Mar 16, 2026 · Source: SEC Form ADV

Total AUM

$539M

1-Year AUM Growth

-17.5%

3-Year CAGR

-19.1%

Employees

7

Assets Under Management

Total AUM$539M

Discretionary AUM$517M

Non-Discretionary AUM$22M

Discretionary %96%

Total Clients478

Team

Total Employees7

Investment Advisers7

Employee Growth (1Y)—

Filing History

Total Filings on Record56

First FilingMay 17, 2006

Latest FilingMar 16, 2026

🔒 Full AUM trend chart and 56 historical filings spanning 20+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on THE CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.