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THE BROUGHTON INVESTMENT GROUP, INC.

Advisory

HOUSTON, TX

Data as of May 24, 2023 · Source: SEC Form ADV

Rank in TX

#2,160

of 2,813 advisers by AUM

Average account

$355K

across 55 accounts

AUM per adviser

$4M

5 advisers

Source: SEC Form ADV. Figures as filed May 24, 2023.

Total AUM

$20M

1-Year AUM Growth

—

3-Year CAGR

—

Employees

6

Assets Under Management

Total AUM$20M

Discretionary AUM$20M

Non-Discretionary AUM$0

Discretionary %100%

Total Clients54

Team

Total Employees6

Investment Advisers5

Employee Growth (1Y)—

Registration

SEC RegisteredNo

Exempt ReportingNo

Legal StructureCorporation

Fiscal Year EndDecember

Operates InTX

Succession Risk

The underlying score, the five pillar breakdown, and the filing events behind it.

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Peer Benchmarking

The full peer set, and this firm's standing across AUM growth, efficiency, team size and 16 other metrics.

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Owners & Officers

Names, titles, ownership bands and control-person status for each.

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Client Demographics

54 clients

The full client-type breakdown and the share of AUM each category represents.

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