RIA Intel›Advisers›Ohio›SWS ADVISORS, INC.

SWS ADVISORS, INC.

Advisory

COLUMBUS, OH

Data as of Mar 19, 2026 · Source: SEC Form ADV

Rank in OH

#702

of 748 advisers by AUM

Average account

$105K

across 570 accounts

AUM per adviser

$9M

7 advisers

Source: SEC Form ADV. Figures as filed Mar 19, 2026.

Total AUM

$60M

1-Year AUM Growth

—

3-Year CAGR

—

Employees

7

Assets Under Management

Total AUM$60M

Discretionary AUM$60M

Non-Discretionary AUM$0

Discretionary %100%

Total Clients561

Team

Total Employees7

Investment Advisers7

Employee Growth (1Y)—

Registration

SEC RegisteredNo

Exempt ReportingNo

Legal StructureCorporation

Fiscal Year EndDecember

Operates InAZ, FL, IL, OH, PA, TX

Succession Risk

The underlying score, the five pillar breakdown, and the filing events behind it.

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Peer Benchmarking

The full peer set, and this firm's standing across AUM growth, efficiency, team size and 16 other metrics.

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Owners & Officers

Names, titles, ownership bands and control-person status for each.

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Client Demographics

561 clients

The full client-type breakdown and the share of AUM each category represents.

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