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SWEETWATER INVESTMENTS INC

Advisory

N·REDMOND, WA

Data as of Mar 25, 2018 · Source: SEC Form ADV

Total AUM

$465M

1-Year AUM Growth

-55.9%

3-Year CAGR

-28.5%

Employees

6

Assets Under Management

Total AUM$465M

Discretionary AUM$348M

Non-Discretionary AUM$118M

Discretionary %74.7%

Total Clients—

Team

Total Employees6

Investment Advisers7

Employee Growth (1Y)—

Filing History

Total Filings on Record24

First FilingFeb 26, 2001

Latest FilingMar 25, 2018

🔒 Full AUM trend chart and 24 historical filings spanning 17+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on SWEETWATER INVESTMENTS INC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.