RIA Intel›Advisers›Texas›SUNBELT SECURITIES, INC.

SUNBELT SECURITIES, INC.

Advisory

N·HOUSTON, TX

Data as of May 10, 2024 · Source: SEC Form ADV

Total AUM

$2.6B

1-Year AUM Growth

+7.0%

3-Year CAGR

+23.7%

Employees

68

Assets Under Management

Total AUM$2.6B

Discretionary AUM$2.6B

Non-Discretionary AUM$0

Discretionary %100%

Total Clients5,355

Team

Total Employees68

Investment Advisers68

Employee Growth (1Y)—

Filing History

Total Filings on Record52

First FilingMay 19, 2010

Latest FilingMay 10, 2024

🔒 Full AUM trend chart and 52 historical filings spanning 14+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on SUNBELT SECURITIES, INC.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.