RIA Intel›Advisers›New Mexico›SUN MOUNTAIN CAPITAL ADVISORS, LLC

SUN MOUNTAIN CAPITAL ADVISORS, LLC

Fund Manager

N·SANTA FE, NM

Data as of Mar 25, 2026 · Source: SEC Form ADV

Total AUM

$379M

1-Year AUM Growth

-16.9%

3-Year CAGR

-4.5%

Employees

5

Assets Under Management

Total AUM$379M

Discretionary AUM$379M

Non-Discretionary AUM$0

Discretionary %100%

Total Clients10

Team

Total Employees5

Investment Advisers7

Employee Growth (1Y)-12.5%

Private Funds

Number of Private Funds10

🔒 Fund-level details including strategies, gross assets, and individual fund records

Filing History

Total Filings on Record35

First FilingApr 14, 2011

Latest FilingMar 25, 2026

🔒 Full AUM trend chart and 35 historical filings spanning 15+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on SUN MOUNTAIN CAPITAL ADVISORS, LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.