RIA Intel›Advisers›New York›SUMMIT PLANNING GROUP, INC.

SUMMIT PLANNING GROUP, INC.

Advisory

N·E. SYRACUSE, NY

Data as of Mar 30, 2026 · Source: SEC Form ADV

Total AUM

$111M

1-Year AUM Growth

+2.5%

3-Year CAGR

+0.8%

Employees

1

Assets Under Management

Total AUM$111M

Discretionary AUM$103M

Non-Discretionary AUM$8M

Discretionary %92.5%

Total Clients223

Team

Total Employees1

Investment Advisers4

Employee Growth (1Y)0.0%

Filing History

Total Filings on Record10

First FilingJul 27, 2021

Latest FilingMar 30, 2026

🔒 Full AUM trend chart and 10 historical filings spanning 5+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on SUMMIT PLANNING GROUP, INC.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.