RIA Intel›Advisers›New Jersey›SUMMIT FINANCIAL, LLC

SUMMIT FINANCIAL, LLC

Advisory

N·PARSIPPANY, NJ

Data as of Jul 10, 2026 · Source: SEC Form ADV

Total AUM

$22.5B

1-Year AUM Growth

+86.6%

3-Year CAGR

+30.3%

Employees

216

Assets Under Management

Total AUM$22.5B

Discretionary AUM$12.2B

Non-Discretionary AUM$10.2B

Discretionary %54.5%

Total Clients9,865

Team

Total Employees216

Investment Advisers490

Employee Growth (1Y)+63.0%

Filing History

Total Filings on Record31

First FilingNov 2, 2018

Latest FilingJul 10, 2026

🔒 Full AUM trend chart and 31 historical filings spanning 8+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on SUMMIT FINANCIAL, LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.