RIA Intel›Advisers›Florida›SUMMIT FINANCIAL GROUP INC

SUMMIT FINANCIAL GROUP INC

Advisory

N·BOCA RATON, FL

Data as of Apr 13, 2021 · Source: SEC Form ADV

Total AUM

$4.5B

1-Year AUM Growth

+26.2%

3-Year CAGR

+10.4%

Employees

294

Assets Under Management

Total AUM$4.5B

Discretionary AUM$2.3B

Non-Discretionary AUM$2.2B

Discretionary %50.6%

Total Clients—

Team

Total Employees294

Investment Advisers324

Employee Growth (1Y)—

Filing History

Total Filings on Record103

First FilingMar 29, 2001

Latest FilingApr 13, 2021

🔒 Full AUM trend chart and 103 historical filings spanning 20+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on SUMMIT FINANCIAL GROUP INC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.