RIA Intel›Advisers›Ohio›SUMMIT FINANCIAL ADVISORS, INC.

SUMMIT FINANCIAL ADVISORS, INC.

Advisory

N·MIDDLETOWN, OH

Data as of May 8, 2024 · Source: SEC Form ADV

Total AUM

$233M

1-Year AUM Growth

+8.9%

3-Year CAGR

+5.1%

Employees

4

Assets Under Management

Total AUM$233M

Discretionary AUM$231M

Non-Discretionary AUM$2M

Discretionary %99.2%

Total Clients137

Team

Total Employees4

Investment Advisers4

Employee Growth (1Y)—

Filing History

Total Filings on Record14

First FilingApr 21, 2015

Latest FilingMay 8, 2024

🔒 Full AUM trend chart and 14 historical filings spanning 9+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on SUMMIT FINANCIAL ADVISORS, INC.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.