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SULLIVAN & ASSOCIATES LTD

Advisory

COLORADO SPRINGS, CO

Data as of Mar 19, 2026 · Source: SEC Form ADV

AUM change, 1 year

-95.5%

declining

AUM CAGR, 3 year

-75.4%

compound annual growth

Filing history

17

filings since 2001

Source: SEC Form ADV. Figures as filed Mar 19, 2026.

Total AUM

—

1-Year AUM Growth

-95.5%

3-Year CAGR

-75.4%

Employees

7

Assets Under Management

Total AUM—

Discretionary AUM—

Non-Discretionary AUM—

Discretionary %—

Total Clients—

Team

Total Employees7

Investment Advisers1

Employee Growth (1Y)—

Filing History

Total Filings on Record17

First FilingFeb 6, 2001

Latest FilingMar 19, 2026

Full AUM trend chart and 17 historical filings spanning 25+ years

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Registration

SEC RegisteredNo

Exempt ReportingNo

Legal StructureLimited Liability Company

Fiscal Year EndDecember

Operates InCO

Succession Risk

Elevated risk

Composite band across five pillars

The underlying score, the five pillar breakdown, and the filing events behind it.

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Peer Benchmarking

The full peer set, and this firm's standing across AUM growth, efficiency, team size and 16 other metrics.

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Owners & Officers

Names, titles, ownership bands and control-person status for each.

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Client Demographics

The full client-type breakdown and the share of AUM each category represents.

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