RIA Intel›Advisers›California›STEVE GARRETT AND ASSOCIATES,INC.

STEVE GARRETT AND ASSOCIATES,INC.

Advisory

N·MONROVIA, CA

Data as of Jan 23, 2018 · Source: SEC Form ADV

Total AUM

$25M

1-Year AUM Growth

—

3-Year CAGR

0.0%

Employees

2

Assets Under Management

Total AUM$25M

Discretionary AUM$17M

Non-Discretionary AUM$8M

Discretionary %68%

Total Clients—

Team

Total Employees2

Investment Advisers3

Employee Growth (1Y)—

Filing History

Total Filings on Record3

First FilingJan 3, 2018

Latest FilingJan 23, 2018

🔒 Full AUM trend chart and 3 historical filings spanning 1 year

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on STEVE GARRETT AND ASSOCIATES,INC.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.