RIA Intel›Advisers›New Jersey›STERLING FINANCIAL PLANNING INC

STERLING FINANCIAL PLANNING INC

Advisory

N·SPARTA, NJ

Data as of Mar 27, 2026 · Source: SEC Form ADV

Total AUM

$761M

1-Year AUM Growth

+13.5%

3-Year CAGR

+4.8%

Employees

8

Assets Under Management

Total AUM$761M

Discretionary AUM$488M

Non-Discretionary AUM$273M

Discretionary %64.1%

Total Clients560

Team

Total Employees8

Investment Advisers8

Employee Growth (1Y)—

Filing History

Total Filings on Record51

First FilingMar 23, 2001

Latest FilingMar 27, 2026

🔒 Full AUM trend chart and 51 historical filings spanning 25+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on STERLING FINANCIAL PLANNING INC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.