RIA Intel›Advisers›Texas›ST. JAMES INVESTMENT COMPANY, LLC

ST. JAMES INVESTMENT COMPANY, LLC

Advisory

N·SOUTHLAKE, TX

Data as of Mar 2, 2026 · Source: SEC Form ADV

Total AUM

$661M

1-Year AUM Growth

-10.1%

3-Year CAGR

-8.6%

Employees

2

Assets Under Management

Total AUM$661M

Discretionary AUM$661M

Non-Discretionary AUM$0

Discretionary %100%

Total Clients251

Team

Total Employees2

Investment Advisers6

Employee Growth (1Y)0.0%

Filing History

Total Filings on Record64

First FilingJan 28, 2003

Latest FilingMar 2, 2026

🔒 Full AUM trend chart and 64 historical filings spanning 23+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on ST. JAMES INVESTMENT COMPANY, LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.