RIA Intel›Advisers›Connecticut›SPROTT ASSET MANAGEMENT USA INC.

SPROTT ASSET MANAGEMENT USA INC.

Institutional

N·DARIEN, CT

Data as of Mar 24, 2026 · Source: SEC Form ADV

Total AUM

$10.1B

1-Year AUM Growth

+130.9%

3-Year CAGR

+83.2%

Employees

35

Assets Under Management

Total AUM$10.1B

Discretionary AUM$8.7B

Non-Discretionary AUM$1.4B

Discretionary %86%

Total Clients2,613

Team

Total Employees35

Investment Advisers64

Employee Growth (1Y)0.0%

Filing History

Total Filings on Record47

First FilingJan 17, 2006

Latest FilingMar 24, 2026

🔒 Full AUM trend chart and 47 historical filings spanning 20+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on SPROTT ASSET MANAGEMENT USA INC.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.