RIA Intel›Advisers›Massachusetts›SPENCER BROOK ASSET MANAGEMENT, LLC

SPENCER BROOK ASSET MANAGEMENT, LLC

Advisory

CONCORD, MA

Data as of Jul 24, 2026 · Source: SEC Form ADV

Rank in MA

#1,030

of 1,590 advisers by AUM

Average account

$4M

across 22 accounts

AUM per adviser

$88M

1 advisers

Source: SEC Form ADV. Figures as filed Jul 24, 2026.

Total AUM

$88M

1-Year AUM Growth

—

3-Year CAGR

—

Employees

1

Assets Under Management

Total AUM$88M

Discretionary AUM$63M

Non-Discretionary AUM$25M

Discretionary %71.6%

Total Clients22

Team

Total Employees1

Investment Advisers1

Employee Growth (1Y)—

Registration

SEC RegisteredNo

Exempt ReportingNo

Legal StructureLimited Liability Company

Fiscal Year EndDecember

Operates InMA

Succession Risk

The underlying score, the five pillar breakdown, and the filing events behind it.

See plansIncluded with the Intelligence plan

Peer Benchmarking

The full peer set, and this firm's standing across AUM growth, efficiency, team size and 16 other metrics.

See plansIncluded with the Intelligence plan

Owners & Officers

Names, titles, ownership bands and control-person status for each.

See plansIncluded with the Intelligence plan

Client Demographics

22 clients

16 high-net-worth

The full client-type breakdown and the share of AUM each category represents.

See plansIncluded with the Intelligence plan

Advisers of similar size in MA

Closest by assets under management. All figures from Form ADV.

HELM FINANCIAL PLANNING LLC

$88M

CHILMARK WEALTH MANAGEMENT LLC

$89M

BROCK HILL INC.

$87M

GREG STEPHEN DODGE

$89M

DOWNEY CAPITAL MANAGEMENT, INC.

$87M

CREDIT UNION BROKERAGE SERVICES, INC.

$87M

Get the full picture on SPENCER BROOK ASSET MANAGEMENT, LLC

A free account gives you full profiles across 57,000+ ADV filers, state-level reports, and a watchlist to track SPENCER BROOK ASSET MANAGEMENT, LLC and its peers. Owners, succession scoring and peer benchmarking are on the Intelligence plan.

Create a free account →See plans