RIA Intel›Advisers›Wisconsin›SPECTRUM INVESTMENT ADVISORS, INC.

SPECTRUM INVESTMENT ADVISORS, INC.

Advisory

N·MEQUON, WI

Data as of Mar 23, 2026 · Source: SEC Form ADV

Total AUM

$1.1B

1-Year AUM Growth

+17.2%

3-Year CAGR

+8.3%

Employees

20

Assets Under Management

Total AUM$1.1B

Discretionary AUM$1.1B

Non-Discretionary AUM$9M

Discretionary %99.2%

Total Clients453

Team

Total Employees20

Investment Advisers27

Employee Growth (1Y)—

Filing History

Total Filings on Record49

First FilingMar 28, 2003

Latest FilingMar 23, 2026

🔒 Full AUM trend chart and 49 historical filings spanning 23+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on SPECTRUM INVESTMENT ADVISORS, INC.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.