RIA Intel›Advisers›Tennessee›SPECTRUM FINANCIAL ADVISORS LLC

SPECTRUM FINANCIAL ADVISORS LLC

Advisory

Data as of Apr 15, 2024 · Source: SEC Form ADV

Average account

$2M

across 12 accounts

AUM per adviser

$21M

1 adviser

Source: SEC Form ADV. Figures as filed Apr 15, 2024.

Total AUM

$21M

Discretionary %

100%

Clients

12

Employees

1

State-registered adviser

Figures are from this firm’s most recent Form ADV. Growth rates, the AUM trend and peer ranking each need two or more filings to compare, so they are not available yet — they build up from here as new filings are made.

Assets Under Management

Total AUM$21M

Discretionary AUM$21M

Non-Discretionary AUM$0

Discretionary %100%

Total Clients12

Team

Total Employees1

Investment Advisers1

Registration

SEC RegisteredNo

Exempt ReportingNo

Legal StructureLimited Liability Company

Fiscal Year EndDecember

Operates InTN

Succession Risk

The underlying score, the five pillar breakdown, and the filing events behind it.

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Peer Benchmarking

The full peer set, and this firm's standing across AUM growth, efficiency, team size and 16 other metrics.

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Owners & Officers

Names, titles, ownership bands and control-person status for each.

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Client Demographics

12 clients

The full client-type breakdown and the share of AUM each category represents.

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Advisers of similar size in TN

Closest by assets under management. All figures from Form ADV.

OPPNA WEALTH LLC

KNOXVILLE, TN

$20M

GLEAN FINANCIAL, INC.

CHATTANOOGA, TN

$20M

CHILDFREE WEALTH, LLC

$21M

FSG WEALTH ADVISORS, LLC

MEMPHIS, TN

$21M

JUMPER GROUP INC

CHATTANOOGA, TN

$21M

+61.5% 1Y

DELPHI WEALTH MANAGEMENT LLC

$21M

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