RIA Intel›Advisers›California›SPARX CAPITAL INVESTMENTS, INC.

SPARX CAPITAL INVESTMENTS, INC.

Advisory

N·SAN FRANCISCO, CA

Data as of Aug 11, 2021 · Source: SEC Form ADV

Total AUM

$157M

1-Year AUM Growth

+3.0%

3-Year CAGR

0.0%

Employees

3

Assets Under Management

Total AUM$157M

Discretionary AUM$0

Non-Discretionary AUM$157M

Discretionary %0%

Total Clients—

Team

Total Employees3

Investment Advisers3

Employee Growth (1Y)—

Filing History

Total Filings on Record5

First FilingMay 17, 2019

Latest FilingAug 11, 2021

🔒 Full AUM trend chart and 5 historical filings spanning 2+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on SPARX CAPITAL INVESTMENTS, INC.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.