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SPARX ASSET MANAGEMENT KOREA CO., LTD

Advisory

N·SEOUL

Data as of Jun 21, 2017 · Source: SEC Form ADV

Total AUM

$1.2B

1-Year AUM Growth

-32.1%

3-Year CAGR

-25.2%

Employees

11

Assets Under Management

Total AUM$1.2B

Discretionary AUM$1.2B

Non-Discretionary AUM$24M

Discretionary %98.1%

Total Clients—

Team

Total Employees11

Investment Advisers25

Employee Growth (1Y)—

Filing History

Total Filings on Record18

First FilingJan 12, 2006

Latest FilingJun 21, 2017

🔒 Full AUM trend chart and 18 historical filings spanning 11+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on SPARX ASSET MANAGEMENT KOREA CO., LTD

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.