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SPARX ASSET MANAGEMENT CO., LTD.

Advisory

N·TOKYO

Data as of Jun 20, 2024 · Source: SEC Form ADV

Total AUM

$11.7B

1-Year AUM Growth

+21.0%

3-Year CAGR

-2.5%

Employees

35

Assets Under Management

Total AUM$11.7B

Discretionary AUM$11.1B

Non-Discretionary AUM$584M

Discretionary %95%

Total Clients93

Team

Total Employees35

Investment Advisers145

Employee Growth (1Y)+2.8%

Filing History

Total Filings on Record31

First FilingJul 19, 2005

Latest FilingJun 20, 2024

🔒 Full AUM trend chart and 31 historical filings spanning 19+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on SPARX ASSET MANAGEMENT CO., LTD.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.