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SPARX ASIA INVESTMENT ADVISORS LIMITED

Advisory

N·WANCHAI

Data as of Mar 30, 2026 · Source: SEC Form ADV

Total AUM

$13M

1-Year AUM Growth

+9.6%

3-Year CAGR

+19.9%

Employees

4

Assets Under Management

Total AUM$13M

Discretionary AUM$13M

Non-Discretionary AUM$0

Discretionary %100%

Total Clients1

Team

Total Employees4

Investment Advisers17

Employee Growth (1Y)—

Filing History

Total Filings on Record41

First FilingJan 9, 2006

Latest FilingMar 30, 2026

🔒 Full AUM trend chart and 41 historical filings spanning 20+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on SPARX ASIA INVESTMENT ADVISORS LIMITED

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.