RIA Intel›Advisers›Arkansas›SOWELL FINANCIAL SERVICES, LLC

SOWELL FINANCIAL SERVICES, LLC

Advisory

N·NORTH LITTLE ROCK, AR

Data as of Jul 23, 2026 · Source: SEC Form ADV

Total AUM

$4.8B

1-Year AUM Growth

+18.5%

3-Year CAGR

+1.6%

Employees

94

Assets Under Management

Total AUM$4.8B

Discretionary AUM$4.7B

Non-Discretionary AUM$70M

Discretionary %98.5%

Total Clients6,572

Team

Total Employees94

Investment Advisers162

Employee Growth (1Y)0.0%

Filing History

Total Filings on Record120

First FilingFeb 22, 2005

Latest FilingJul 23, 2026

🔒 Full AUM trend chart and 120 historical filings spanning 21+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on SOWELL FINANCIAL SERVICES, LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.