RIA Intel›Advisers›Washington›SOVEREIGN WEALTH ADVISORS, INC.

SOVEREIGN WEALTH ADVISORS, INC.

Advisory

N·BELLEVUE, WA

Data as of Mar 31, 2022 · Source: SEC Form ADV

Total AUM

$339M

1-Year AUM Growth

+21.0%

3-Year CAGR

+21.5%

Employees

4

Assets Under Management

Total AUM$339M

Discretionary AUM$295M

Non-Discretionary AUM$44M

Discretionary %87.1%

Total Clients—

Team

Total Employees4

Investment Advisers5

Employee Growth (1Y)—

Filing History

Total Filings on Record35

First FilingMay 25, 2006

Latest FilingMar 31, 2022

🔒 Full AUM trend chart and 35 historical filings spanning 16+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on SOVEREIGN WEALTH ADVISORS, INC.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.