RIA Intel›Advisers›Arizona›SOVEREIGN INVESTMENT ADVISORS LLC

SOVEREIGN INVESTMENT ADVISORS LLC

Advisory

N·PHOENIX, AZ

Data as of Mar 4, 2026 · Source: SEC Form ADV

Total AUM

$3.3B

1-Year AUM Growth

+28.5%

3-Year CAGR

+10.6%

Employees

6

Assets Under Management

Total AUM$3.3B

Discretionary AUM$3.3B

Non-Discretionary AUM$53M

Discretionary %98.4%

Total Clients38

Team

Total Employees6

Investment Advisers8

Employee Growth (1Y)0.0%

Filing History

Total Filings on Record39

First FilingJan 27, 2009

Latest FilingMar 4, 2026

🔒 Full AUM trend chart and 39 historical filings spanning 17+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on SOVEREIGN INVESTMENT ADVISORS LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.