RIA Intel›Advisers›Colorado›SOVEREIGN GLOBAL ADVISORS, LLC

SOVEREIGN GLOBAL ADVISORS, LLC

Advisory

DENVER, CO

Data as of Mar 19, 2026 · Source: SEC Form ADV

Average account
$419K
across 10 accounts
AUM per adviser
$1M
3 advisers

Source: SEC Form ADV. Figures as filed Mar 19, 2026.

Total AUM
$4M
Discretionary %
49.7%
Clients
10
Employees
10

State-registered adviser

Figures are from this firm’s most recent Form ADV. Growth rates, the AUM trend and peer ranking each need two or more filings to compare, so they are not available yet — they build up from here as new filings are made.

Assets Under Management
Total AUM$4M
Discretionary AUM$2M
Non-Discretionary AUM$2M
Discretionary %49.7%
Total Clients10
Team
Total Employees10
Investment Advisers3
Registration
SEC RegisteredNo
Exempt ReportingNo
Legal StructureLimited Liability Company
Fiscal Year EndDecember
Operates In7 states
Succession Risk
Peer Benchmarking
Owners & Officers
Client Demographics

Advisers of similar size in CO

Closest by assets under management. All figures from Form ADV.

FIRST FINANCIAL GROUP OF CO., INC.
$4M
HIGHLANDS ASSET MANAGEMENT, INC.
HIGHLANDS RANCH, CO
$4M
BANNER PINE ADVISORS LLC
$4M
PAULSON (JR.), THOMAS ALFRED
$4M
VINEYARD CAPITAL MANAGEMENT LLC
$4M
BEAR PEAK FINANCIAL, LLC
$4M

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