RIA Intel›Advisers›Connecticut›SOVEREIGN FINANCIAL GROUP, INC.

SOVEREIGN FINANCIAL GROUP, INC.

Advisory

N·STAMFORD, CT

Data as of Mar 25, 2026 · Source: SEC Form ADV

Total AUM
$1.1B
1-Year AUM Growth
+19.6%
3-Year CAGR
+14.7%
Employees
23
Assets Under Management
Total AUM$1.1B
Discretionary AUM$1.1B
Non-Discretionary AUM$18M
Discretionary %98.3%
Total Clients1,246
Team
Total Employees23
Investment Advisers31
Employee Growth (1Y)0.0%
Filing History
Total Filings on Record42
First FilingDec 3, 2018
Latest FilingMar 25, 2026
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Registration
Status—
Registration Date—
SEC RegisteredYes
Exempt ReportingNo
⚡ Succession Risk Score

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👥 Owners & Officers

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🏦 Client Demographics

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