RIA Intel›Advisers›Ohio›SOUTHWARD FINANCIAL SERVICES, LLC

SOUTHWARD FINANCIAL SERVICES, LLC

Advisory

OH

Data as of Apr 24, 2026 · Source: SEC Form ADV

Average account

$947K

across 10 accounts

AUM per adviser

$9M

1 advisers

Source: SEC Form ADV. Figures as filed Apr 24, 2026.

Total AUM

$9M

1-Year AUM Growth

—

3-Year CAGR

—

Employees

2

Assets Under Management

Total AUM$9M

Discretionary AUM$1M

Non-Discretionary AUM$8M

Discretionary %12.9%

Total Clients10

Team

Total Employees2

Investment Advisers1

Employee Growth (1Y)—

Registration

SEC RegisteredNo

Exempt ReportingNo

Legal StructureLimited Liability Company

Fiscal Year EndDecember

Operates InOH

Succession Risk

The underlying score, the five pillar breakdown, and the filing events behind it.

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Peer Benchmarking

The full peer set, and this firm's standing across AUM growth, efficiency, team size and 16 other metrics.

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Owners & Officers

Names, titles, ownership bands and control-person status for each.

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Client Demographics

10 clients

The full client-type breakdown and the share of AUM each category represents.

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Advisers of similar size in OH

Closest by assets under management. All figures from Form ADV.

SMITH CAPITAL MANAGEMENT, LLC

$10M

$10M

CORNERSTONE FIDUCIARY INVESTMENT SERVICES, LCC

$9M

MONEY MASTERS, LLC

$9M

WRK INVESTMENTS, LLC

$10M

RONALD J. RICH FINANCIAL ADVISING LTD.

$10M

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