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SOUTHERN CALIFORNIA WEALTH MANAGEMENT ASSOCIATES

Advisory

ROLLING HILLS ESTATES, CA

Data as of Mar 29, 2026 · Source: SEC Form ADV

Rank in CA
#3,834
of 5,480 advisers by AUM
Average account
$296K
across 115 accounts
AUM per adviser
$11M
3 advisers

Source: SEC Form ADV. Figures as filed Mar 29, 2026.

Total AUM
$34M
1-Year AUM Growth
—
3-Year CAGR
—
Employees
3
Assets Under Management
Total AUM$34M
Discretionary AUM$34M
Non-Discretionary AUM$0
Discretionary %100%
Total Clients115
Team
Total Employees3
Investment Advisers3
Employee Growth (1Y)—
Registration
SEC RegisteredNo
Exempt ReportingNo
Legal StructureCorporation
Fiscal Year EndDecember
Operates InCA
Succession Risk
Peer Benchmarking
Owners & Officers
Client Demographics

Advisers of similar size in CA

Closest by assets under management. All figures from Form ADV.

CONCENTRIC CAPITAL LLC
BEVERLY HILLS, CA
$34M
-66.8% 1Y
JEANCO FINANCIAL,INC
IRVINE, CA
$34M
-2.9% 1Y
CALLIDUS CAPITAL PARTNERS LLC
$34M
BABCOCK & BROWN INVESTMENT ADVISER LLC
SAN FRANCISCO, CA
$34M
-48.4% 1Y
HENRY, FREDERICK, INSULL
TORRANCE, CA
$34M
-31.5% 1Y
WEST COAST FINANCIAL WEALTH MANAGEMENT, INC
WALUT CREEK, CA
$34M

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