RIA Intel›Advisers›Connecticut›SOUND PLANNING AND INVESTMENTS, LLC

SOUND PLANNING AND INVESTMENTS, LLC

Advisory

CT

Data as of Mar 25, 2026 · Source: SEC Form ADV

Rank in CT

#890

of 1,312 advisers by AUM

Average account

$2M

across 59 accounts

AUM per adviser

$99M

1 advisers

Source: SEC Form ADV. Figures as filed Mar 25, 2026.

Total AUM

$99M

1-Year AUM Growth

—

3-Year CAGR

—

Employees

1

Assets Under Management

Total AUM$99M

Discretionary AUM$0

Non-Discretionary AUM$99M

Discretionary %0%

Total Clients59

Team

Total Employees1

Investment Advisers1

Employee Growth (1Y)—

Registration

SEC RegisteredNo

Exempt ReportingNo

Legal StructureLimited Liability Company

Fiscal Year EndDecember

Operates InCA, CT, TX

Succession Risk

The underlying score, the five pillar breakdown, and the filing events behind it.

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Peer Benchmarking

The full peer set, and this firm's standing across AUM growth, efficiency, team size and 16 other metrics.

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Owners & Officers

Names, titles, ownership bands and control-person status for each.

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Client Demographics

59 clients

28 high-net-worth

The full client-type breakdown and the share of AUM each category represents.

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Closest by assets under management. All figures from Form ADV.

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SHEARMAN, RALSTON INC.

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