RIA Intel›Advisers›Connecticut›SOUND FINANCIAL MANAGEMENT, LLC

SOUND FINANCIAL MANAGEMENT, LLC

Advisory

CT

Data as of Apr 26, 2025 · Source: SEC Form ADV

Rank in CT

#1,207

of 1,312 advisers by AUM

Average account

$1M

across 7 accounts

AUM per adviser

$9M

1 advisers

Source: SEC Form ADV. Figures as filed Apr 26, 2025.

Total AUM

$9M

1-Year AUM Growth

—

3-Year CAGR

—

Employees

1

Assets Under Management

Total AUM$9M

Discretionary AUM$0

Non-Discretionary AUM$9M

Discretionary %0%

Total Clients—

Team

Total Employees1

Investment Advisers1

Employee Growth (1Y)—

Registration

SEC RegisteredNo

Exempt ReportingNo

Legal StructureLimited Liability Company

Fiscal Year EndDecember

Operates InCT

Succession Risk

The underlying score, the five pillar breakdown, and the filing events behind it.

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Peer Benchmarking

The full peer set, and this firm's standing across AUM growth, efficiency, team size and 16 other metrics.

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Owners & Officers

Names, titles, ownership bands and control-person status for each.

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Client Demographics

The full client-type breakdown and the share of AUM each category represents.

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Advisers of similar size in CT

Closest by assets under management. All figures from Form ADV.

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STONE WALL MONEY MANAGEMENT LLC

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WARZECHA, ROBERT H

$9M

MCCAULEY INVESTMENTS ADVISORS LLC

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