RIA Intel›Advisers›California›SORRENTO PACIFIC FINANCIAL, LLC

SORRENTO PACIFIC FINANCIAL, LLC

Advisory

N·SAN DIEGO, CA

Data as of Oct 31, 2024 · Source: SEC Form ADV

Total AUM

$222M

1-Year AUM Growth

+11.3%

3-Year CAGR

+12.2%

Employees

29

Assets Under Management

Total AUM$222M

Discretionary AUM$149M

Non-Discretionary AUM$73M

Discretionary %67%

Total Clients761

Team

Total Employees29

Investment Advisers248

Employee Growth (1Y)0.0%

Filing History

Total Filings on Record81

First FilingJun 23, 2009

Latest FilingOct 31, 2024

🔒 Full AUM trend chart and 81 historical filings spanning 15+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on SORRENTO PACIFIC FINANCIAL, LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.