RIA Intel›Advisers›Minnesota›SONA FINANCIAL, LLC

SONA FINANCIAL, LLC

Advisory

Data as of Mar 18, 2026 · Source: SEC Form ADV

Average account

$251K

across 56 accounts

AUM per adviser

$14M

1 advisers

Source: SEC Form ADV. Figures as filed Mar 18, 2026.

Total AUM

$14M

1-Year AUM Growth

—

3-Year CAGR

—

Employees

1

Assets Under Management

Total AUM$14M

Discretionary AUM$14M

Non-Discretionary AUM$0

Discretionary %100%

Total Clients22

Team

Total Employees1

Investment Advisers1

Employee Growth (1Y)—

Registration

SEC RegisteredNo

Exempt ReportingNo

Legal StructureLimited Liability Company

Fiscal Year EndDecember

Operates InMN

Succession Risk

The underlying score, the five pillar breakdown, and the filing events behind it.

See plansIncluded with the Intelligence plan

Peer Benchmarking

The full peer set, and this firm's standing across AUM growth, efficiency, team size and 16 other metrics.

See plansIncluded with the Intelligence plan

Owners & Officers

Names, titles, ownership bands and control-person status for each.

See plansIncluded with the Intelligence plan

Client Demographics

22 clients

The full client-type breakdown and the share of AUM each category represents.

See plansIncluded with the Intelligence plan

Advisers of similar size in MN

Closest by assets under management. All figures from Form ADV.

ARCH WILLIAM SPENCER III

$14M

ADAPTIVE FINANCIAL DESIGN LLC

$14M

AEGIS INVESTMENT MANAGEMENT, LLC

RED WING, MN

$14M

MSM FINANCIAL, LLC

MINNEAPOLIS, MN

$14M

LAYLINE ASSET MANAGEMENT INC

$14M

LEROY S WENZEL

$14M

Get the full picture on SONA FINANCIAL, LLC

A free account gives you full profiles across 57,000+ ADV filers, state-level reports, and a watchlist to track SONA FINANCIAL, LLC and its peers. Owners, succession scoring and peer benchmarking are on the Intelligence plan.

Create a free account →See plans