RIA Intel›Advisers›California›SOARES FINANCIAL, INC.

SOARES FINANCIAL, INC.

Advisory

NAPA, CA

Data as of Mar 27, 2026 · Source: SEC Form ADV

Rank in CA

#4,245

of 5,480 advisers by AUM

Average account

$296K

across 71 accounts

AUM per adviser

$21M

1 advisers

Source: SEC Form ADV. Figures as filed Mar 27, 2026.

Total AUM

$21M

1-Year AUM Growth

—

3-Year CAGR

—

Employees

1

Assets Under Management

Total AUM$21M

Discretionary AUM$21M

Non-Discretionary AUM$0

Discretionary %100%

Total Clients18

Team

Total Employees1

Investment Advisers1

Employee Growth (1Y)—

Registration

SEC RegisteredNo

Exempt ReportingNo

Legal StructureCorporation

Fiscal Year EndDecember

Operates InCA

Succession Risk

The underlying score, the five pillar breakdown, and the filing events behind it.

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Peer Benchmarking

The full peer set, and this firm's standing across AUM growth, efficiency, team size and 16 other metrics.

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Owners & Officers

Names, titles, ownership bands and control-person status for each.

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Client Demographics

18 clients

8 high-net-worth

The full client-type breakdown and the share of AUM each category represents.

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Closest by assets under management. All figures from Form ADV.

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WOLFSON, LESLIE JAY

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FU, MAOSONG

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SHUTZER INVESTMENTS, LLC

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HEWITT WEALTH MANAGEMENT INC.

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