RIA Intel›Advisers›Texas›SMS CAPITAL MANAGEMENT, INC.

SMS CAPITAL MANAGEMENT, INC.

Advisory

N·BELLAIRE, TX

Data as of Feb 12, 2019 · Source: SEC Form ADV

Total AUM

$111M

1-Year AUM Growth

+0.9%

3-Year CAGR

+0.1%

Employees

2

Assets Under Management

Total AUM$111M

Discretionary AUM$110M

Non-Discretionary AUM$1M

Discretionary %98.9%

Total Clients—

Team

Total Employees2

Investment Advisers2

Employee Growth (1Y)—

Filing History

Total Filings on Record4

First FilingMar 25, 2018

Latest FilingFeb 12, 2019

🔒 Full AUM trend chart and 4 historical filings spanning 1+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on SMS CAPITAL MANAGEMENT, INC.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.