RIA Intel›Advisers›Arkansas›SMITH CAPITAL MANAGEMENT INC

SMITH CAPITAL MANAGEMENT INC

Advisory

N·LITTLE ROCK, AR

Data as of Jun 29, 2020 · Source: SEC Form ADV

Total AUM

$504M

1-Year AUM Growth

+8.7%

3-Year CAGR

+7.8%

Employees

4

Assets Under Management

Total AUM$504M

Discretionary AUM$503M

Non-Discretionary AUM$897K

Discretionary %99.8%

Total Clients—

Team

Total Employees4

Investment Advisers6

Employee Growth (1Y)—

Filing History

Total Filings on Record42

First FilingJan 26, 2001

Latest FilingJun 29, 2020

🔒 Full AUM trend chart and 42 historical filings spanning 19+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on SMITH CAPITAL MANAGEMENT INC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.