RIA Intel›Advisers›Minnesota›SMITH & ASSOCIATES FINANCIAL SERVICES, LLC

SMITH & ASSOCIATES FINANCIAL SERVICES, LLC

Advisory

MN

Data as of Mar 31, 2026 · Source: SEC Form ADV

Average account
$65K
across 17 accounts
AUM per adviser
$1M
1 adviser

Source: SEC Form ADV. Figures as filed Mar 31, 2026.

Total AUM
$1M
Discretionary %
65.3%
Clients
17
Employees
1

State-registered adviser

Figures are from this firm’s most recent Form ADV. Growth rates, the AUM trend and peer ranking each need two or more filings to compare, so they are not available yet — they build up from here as new filings are made.

Assets Under Management
Total AUM$1M
Discretionary AUM$725K
Non-Discretionary AUM$385K
Discretionary %65.3%
Total Clients17
Team
Total Employees1
Investment Advisers1
Registration
SEC RegisteredNo
Exempt ReportingNo
Legal StructureLimited Liability Company
Fiscal Year EndDecember
Operates InMN
Succession Risk
Peer Benchmarking
Owners & Officers
Client Demographics

Advisers of similar size in MN

Closest by assets under management. All figures from Form ADV.

WELLENCOURT WEALTH MANAGEMENT LLC
$1M
MINNEWASHTA RIO, LLC
$993K
FOUNDRY WEALTH GROUP LLC
MINNEAPOLIS, MN
$1M
AUTHENTIC LIFE FINANCIAL PLANNING LLC
$922K
SCHWANTES FINANCIAL PLANNING SERVICES
PLYMOUTH, MN
$1M
ODINSON PARTNERS, LLC
$1M

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