RIA Intel›Advisers›New Jersey›SIMPLICITY WEALTH LLC

SIMPLICITY WEALTH LLC

Advisory

N·SUMMIT, NJ

Data as of Jul 8, 2026 · Source: SEC Form ADV

Total AUM

$4.3B

1-Year AUM Growth

+13.6%

3-Year CAGR

+176.4%

Employees

190

Assets Under Management

Total AUM$4.3B

Discretionary AUM$4.2B

Non-Discretionary AUM$83M

Discretionary %98.1%

Total Clients5,619

Team

Total Employees190

Investment Advisers424

Employee Growth (1Y)+20.4%

Filing History

Total Filings on Record77

First FilingFeb 6, 2019

Latest FilingJul 8, 2026

🔒 Full AUM trend chart and 77 historical filings spanning 7+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on SIMPLICITY WEALTH LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.