RIA Intel›Advisers›Pennsylvania›SIMON FINANCIAL GROUP, INC.

SIMON FINANCIAL GROUP, INC.

Advisory

N·BALA CYNWYD, PA

Data as of Feb 18, 2014 · Source: SEC Form ADV

Total AUM

$36M

1-Year AUM Growth

-25.0%

3-Year CAGR

-3.5%

Employees

2

Assets Under Management

Total AUM$36M

Discretionary AUM$33M

Non-Discretionary AUM$3M

Discretionary %91.7%

Total Clients—

Team

Total Employees2

Investment Advisers5

Employee Growth (1Y)—

Filing History

Total Filings on Record13

First FilingMay 24, 2010

Latest FilingFeb 18, 2014

🔒 Full AUM trend chart and 13 historical filings spanning 4+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on SIMON FINANCIAL GROUP, INC.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.