RIA Intel›Advisers›Texas›SIGNAL SECURITIES, INC.

SIGNAL SECURITIES, INC.

Advisory

N·FORT WORTH, TX

Data as of Mar 2, 2026 · Source: SEC Form ADV

Total AUM

$679M

1-Year AUM Growth

+7.1%

3-Year CAGR

+2.3%

Employees

23

Assets Under Management

Total AUM$679M

Discretionary AUM$46M

Non-Discretionary AUM$633M

Discretionary %6.8%

Total Clients1,090

Team

Total Employees23

Investment Advisers35

Employee Growth (1Y)-14.3%

Filing History

Total Filings on Record58

First FilingOct 27, 2004

Latest FilingMar 2, 2026

🔒 Full AUM trend chart and 58 historical filings spanning 22+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on SIGNAL SECURITIES, INC.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.