RIA Intel›Advisers›California›SIERRA OCEAN, LLC

SIERRA OCEAN, LLC

Advisory

N·RIPON, CA

Data as of Mar 26, 2026 · Source: SEC Form ADV

Total AUM

$545M

1-Year AUM Growth

+19.7%

3-Year CAGR

+6.2%

Employees

3

Assets Under Management

Total AUM$545M

Discretionary AUM$206M

Non-Discretionary AUM$338M

Discretionary %37.9%

Total Clients169

Team

Total Employees3

Investment Advisers3

Employee Growth (1Y)0.0%

Filing History

Total Filings on Record14

First FilingApr 1, 2021

Latest FilingMar 26, 2026

🔒 Full AUM trend chart and 14 historical filings spanning 5+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on SIERRA OCEAN, LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.